- Home
- About Us
- Key Personnel
- Ralph Lindeyer - Chairman
- Christopher Hobbs - Director
- Clare Curtis - Director
- Nigel Pasea - Director
- Tash Balipursad - Senior Consultant
- Troy Bulford - Consultant
- Lewis Knell - Consultant
- Polly Jackson - Consultant
- Company Ethos
- Career Opportunities
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- Documentation
- Compliance Manual
- Compliance Monitoring Programme
- Operational Procedures Manual
- Risk Management Policy
- Anti-Money Laundering & Terrorist Finance Policy
- Code of Conduct Policy
- Business Continuity Plans
- Compliance Support
- Compliance Reviews
- Compliance Monitoring
- Compliance Outsourcing
- Compliance Advice
- Creating a Compliance Department
- Training
- Our Trainers
- Course Delivery
- Training Courses
- SII - International Introduction to Investment Award - 2 Day Exam Study Course
- SII - DIFC Rules & Regulations Paper - 2 Day Exam Study Course
- SII - Islamic Finance Qualification - 2 Day Exam Study Course
- SII - International Certificate in Investment Management - 3 Day Exam Study Course
- SII - International Certificate in Financial Advice (ICFA) - 2 Day Exam Study Course
- Introduction to Islamic Finance
- Introduction to the DIFC Regulatory Environment
- Introduction to the DFSA Conduct of Business Rules and an overview of the significant changes due to be implemented by the DFSA
- Anti-Money Laundering Training
- The Role of the MLRO - for DFSA Regulated Firms
- The Role of the AML Officer - for firms regulated by the UAE Central Bank or SCA
- Fraud Prevention - Effectively Battling Fraud in your Organisation
- The Fundamentals of Compliance Certificate
- The Role of the Compliance Officer - for DFSA regulated firms
- The Role of the Compliance Officer - for firms regulated by the UAE Central Bank or SCA
- Compliance Monitoring
- Compliance Officer Advanced
- Management, Systems and Controls
- Fundamentals of Enterprise and Operational Risk Management
- Preparing for a DFSA Regulatory Visit
- Building an Effective Business Continuity Plan
- An Introduction to the DIFC Data Protection Law
- An Introduction to the European Markets in Financial Instruments Directive (MiFID)
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